Who We Are: Governance
PRESCIENT IS COMMITTED TO A CULTURE OF COMPLIANCE AND ADHERING TO THE REGULATORY FRAMEWORK WITHIN WHICH WE OPERATE.
Corporate Governance
We subscribe to the Code of Corporate Practices and Conduct as set out in King IV. Prescient Investment Management is a signatory to the United Nations Principles of Responsible Investing (UNPRI) and pledged to the Codes of Responsible Investing in South Africa (CRISA).
External Auditors: Ernst & Young Inc
Internal Auditor: Imke De Wet
ISAE3402 Auditors: Ernst & Young Inc
Insurance Advisors: Marsh Financial Services
Compliance Officer: Nazley Herandien: +27 21 700 5356 or nazley.herandien@prescient.co.za
Regulatory Licences
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Prescient Investment Management is a registered Financial Services Provider (FSP number 612) in terms of the Financial Advisory and Intermediary Services Act, 2002. |
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Prescient Fund Services is a registered Financial Services Provider (FSP number 43191) in terms of the Financial Advisory and Intermediary Services Act, 2002. Prescient Fund Services is an approved benefit administrator in terms of Section 13B of the Pension Funds Act, 1956. |
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Prescient Securities (Pty) Ltd is a registered Financial Services Provider (FSP number 44074) in terms of the Financial Advisory and Intermediary Services Act, 2002. Prescient Securities is a niche BEE stockbroker and an authorised member of the Johannesburg Stock Exchange. |
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Prescient Management Company (RF) Pty Ltd is an approved Collective Investment Scheme Manager registered with the Financial Sector Conduct Authority under the Collective Investments Schemes Control Act, 2002. |
