To support the Investment Risk & Compliance function, with primary accountability for the accurate and timely preparation, consolidation and submission of regulatory reporting, and for instrument classification and data integrity. Secondary focus on CISCA investment risk and mandate monitoring, and on supporting the governance and second line compliance activities of the Manco.
To support the Investment Risk & Compliance function, with primary accountability for the accurate and timely preparation, consolidation and submission of regulatory reporting, and for instrument classification and data integrity. Secondary focus on CISCA investment risk and mandate monitoring, and on supporting the governance and second line compliance activities of the Manco.
The role coordinates operational technology initiatives from requirement clarification through to development tracking, testing, rollout and post-implementation review. The individual is an Operations resource, not an ICT resource, and is accountable for ensuring operational priorities, stakeholder feedback, deadlines, risks and dependencies are clearly managed and visible throughout the project lifecycle.
This is a key compliance function with the responsibilities to cover a number of compliance requirements, including FAIS, S13B of the Pension Funds Act and FICA, for both Prescient Fund Services and Prescient Management Company. A great opportunity suited to an experienced regulatory Compliance Officer.
Prescient Fund Services are seeking an experienced AML Manager with solid AML experience at review / management level, to add depth and support to the AML operations team.
The Transfer Agency Client Service team aims to provide excellent levels of client service to all investors in a timely and accurate manner. Recognising its key position as the conduit between the client and the broader Prescient Fund Services operational teams. As part of the onboarding function of the broader client service team you will be responsible for performing all duties relating to the client onboarding process for individuals and legal entities.
The Compliance Manager will manage the regulatory compliance team and work alongside the Head of Compliance and assist the team in discharging their responsibility to comply with applicable legislative and regulatory requirements through the provision of compliance services and to identify, assess, manage, monitor and report regulatory compliance risks facing the organisation.
Prescient Fund Services is the leading technology driven Fund Administration Service provider. To support the operational environment of PFS group by taking on new funds and clients, working with client requests, process improvement and better utilisation of technology to improve and grow the environment
The Investment Operations Team Lead is the technical leader of the Investment Operations team and is responsible for the day-to-day operational running of the investment operations environment. The role acts as the bridge between strategic operational leadership and operational execution, ensuring that all investment operations activities are performed accurately, efficiently and within agreed service levels.
For any queries, please contact our Head of Talent Management, Joanne Meyer via email at joanne.meyer@prescient.co.za.
If you are a final year or recent graduate studying in a Financial, Economical, Business or related field, then our Prescient Graduate Program might interest you.
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